Eugene Schlange

Eugene Schlanger Biography

Eugene Schlanger is a financial industry attorney with broad and practical regulatory and capital markets experience including the securities and derivatives marketplaces in the U.S. and global coordination with colleagues in the UK and other jurisdictions including Asia. His areas of expertise include regulatory reform (the interpretation and implementation of new and revised rules and regulations), compliance advisory, as well as in-house defense, litigation, and employment law. Formerly a Senior Counsel, regulatory, at a European bank's New York branch, he was also a legal advisor to two chief compliance officers and to the former FINRA/NYSE Regulation Chief of Enforcement, as well as regulatory Deputy General Counsel for the U.S. holding company of another foreign investment bank, its broker-dealer subsidiary and its affiliates including asset managers. He began his career at the SEC. Mr. Schlanger is an active member of many industry working groups. His professional memberships include numerous ISDA, SIFMA, and IIB committees, the Association of SEC Alumni, and past chairmanships of other committees.


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